Our Staff has compiled our research into a database of FINRA Disclosures for Patrick Thayne Williams. Search or filter the database to find more about this broker.
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| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Patrick Thayne Williams | 2727398 | 10 | 01/27/2023 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Patrick Thayne Williams | 2727398 | 10 | 11/26/2018 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Patrick Thayne Williams | 2727398 | 10 | 12/28/2016 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Patrick Thayne Williams | 2727398 | 10 | 01/15/2015 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Patrick Thayne Williams | 2727398 | 10 | 04/01/2014 | Customer Dispute | Closed-No Action | $60,000.00 | $0.00 | See FINRA Report |
| Patrick Thayne Williams | 2727398 | 10 | 02/14/2014 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Patrick Thayne Williams | 2727398 | 10 | 02/13/2013 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Patrick Thayne Williams | 2727398 | 10 | 12/13/2010 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Patrick Thayne Williams | 2727398 | 10 | 12/13/2010 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Patrick Thayne Williams | 2727398 | 10 | 09/10/2009 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |