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FINRA Disclosures for Teresa Marie Oclair

Our Staff has compiled our research into a database of FINRA Disclosures for Teresa Marie Oclair. Search or filter the database to find more about this broker.

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Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Teresa Marie Oclair2722808406/01/2017Customer DisputeClosed-No Action$6,500.00$0.00See FINRA Report
Teresa Marie Oclair2722808402/09/2016Customer DisputeClosed-No Action$53,207.00$0.00See FINRA Report
Teresa Marie Oclair2722808411/09/2015Customer DisputeSettled$2,160,500.00$0.00See FINRA Report
Teresa Marie Oclair2722808402/05/2010Customer DisputeSettled$1,547,550.00$0.00See FINRA Report

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