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FINRA Disclosures for Frederick Leonard Fifield

Our Staff has compiled our research into a database of FINRA Disclosures for Frederick Leonard Fifield. Search or filter the database to find more about this broker.

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Displaying 7 out of 7 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Frederick Leonard Fifield2686330702/21/2024FinancialFinal$0.00$0.00See FINRA Report
Frederick Leonard Fifield2686330704/22/2022Judgment / Lien$0.00$0.00See FINRA Report
Frederick Leonard Fifield2686330704/14/2022Judgment / Lien$0.00$0.00See FINRA Report
Frederick Leonard Fifield2686330706/16/2021Judgment / Lien$0.00$0.00See FINRA Report
Frederick Leonard Fifield2686330709/26/2019Judgment / Lien$0.00$0.00See FINRA Report
Frederick Leonard Fifield2686330708/17/2017Judgment / Lien$0.00$0.00See FINRA Report
Frederick Leonard Fifield2686330705/02/2017Judgment / Lien$0.00$0.00See FINRA Report

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