Our Staff has compiled our research into a database of FINRA Disclosures for Frederick Leonard Fifield. Search or filter the database to find more about this broker.
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Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Frederick Leonard Fifield | 2686330 | 7 | 02/21/2024 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Frederick Leonard Fifield | 2686330 | 7 | 04/22/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
Frederick Leonard Fifield | 2686330 | 7 | 04/14/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
Frederick Leonard Fifield | 2686330 | 7 | 06/16/2021 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
Frederick Leonard Fifield | 2686330 | 7 | 09/26/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
Frederick Leonard Fifield | 2686330 | 7 | 08/17/2017 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
Frederick Leonard Fifield | 2686330 | 7 | 05/02/2017 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |