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FINRA Disclosures for Arni Jay Diamond

Our Staff has compiled our research into a database of FINRA Disclosures for Arni Jay Diamond. Search or filter the database to find more about this broker.

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Displaying 10 out of 19 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Arni Jay Diamond26673921910/09/2023RegulatoryFinal$0.00$0.00See FINRA Report
Arni Jay Diamond26673921905/24/2023Customer DisputeSettled$50,000.00$0.00See FINRA Report
Arni Jay Diamond26673921905/08/2023Customer DisputeSettled$50,000.00$0.00See FINRA Report
Arni Jay Diamond26673921909/27/2022Customer DisputeSettled$0.00$0.00See FINRA Report
Arni Jay Diamond26673921909/27/2022Customer DisputeSettled$0.00$0.00See FINRA Report
Arni Jay Diamond26673921905/16/2022Customer DisputeSettled$25,000.00$0.00See FINRA Report
Arni Jay Diamond26673921909/14/2021Customer DisputeSettled$280,000.00$0.00See FINRA Report
Arni Jay Diamond26673921912/01/2020Customer DisputeSettled$17,749.00$0.00See FINRA Report
Arni Jay Diamond26673921910/15/2020Employment Separation After Allegations$0.00$0.00See FINRA Report
Arni Jay Diamond26673921909/24/2020Customer DisputeSettled$100,000.00$0.00See FINRA Report

19 Results

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