Our Staff has compiled our research into a database of FINRA Disclosures for Kelly John Nelson. Search or filter the database to find more about this broker.
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Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Kelly John Nelson | 2658671 | 4 | 12/03/2012 | Customer Dispute | Settled | $300,000.00 | $0.00 | See FINRA Report |
Kelly John Nelson | 2658671 | 4 | 10/31/2012 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
Kelly John Nelson | 2658671 | 4 | 10/24/2012 | Customer Dispute | Settled | $332,000.00 | $0.00 | See FINRA Report |
Kelly John Nelson | 2658671 | 4 | 08/14/2012 | Customer Dispute | Settled | $52,000.00 | $0.00 | See FINRA Report |