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FINRA Disclosures for Michael Christopher Alba

Our Staff has compiled our research into a database of FINRA Disclosures for Michael Christopher Alba. Search or filter the database to find more about this broker.

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Displaying 6 out of 6 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Michael Christopher Alba2651547601/21/2004Customer DisputeSettled$900,000.00$0.00See FINRA Report
Michael Christopher Alba2651547607/08/2003Customer DisputeSettled$338,000.00$0.00See FINRA Report
Michael Christopher Alba2651547612/04/2002Customer DisputeClosed-No Action$250,000.00$0.00See FINRA Report
Michael Christopher Alba2651547612/02/2002Customer DisputeClosed-No Action$0.00$0.00See FINRA Report
Michael Christopher Alba2651547603/05/2002Customer DisputeSettled$1,700,000.00$0.00See FINRA Report
Michael Christopher Alba2651547611/03/1999Customer DisputeDenied$38,386.00$0.00See FINRA Report

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