Our Staff has compiled our research into a database of FINRA Disclosures for James Andrew Geake. Search or filter the database to find more about this broker.
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| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| James Andrew Geake | 2629008 | 15 | 04/27/2018 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| James Andrew Geake | 2629008 | 15 | 02/14/2017 | Customer Dispute | Closed-No Action | $347,083.00 | $0.00 | See FINRA Report |
| James Andrew Geake | 2629008 | 15 | 11/13/2015 | Customer Dispute | Settled | $419,000.00 | $0.00 | See FINRA Report |
| James Andrew Geake | 2629008 | 15 | 09/17/2012 | Customer Dispute | Denied | $40,000.00 | $0.00 | See FINRA Report |
| James Andrew Geake | 2629008 | 15 | 03/30/2004 | Customer Dispute | Settled | $12,000.00 | $0.00 | See FINRA Report |