Our Staff has compiled our research into a database of FINRA Disclosures for Mark E Jones. Search or filter the database to find more about this broker.
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| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Mark E Jones | 261512 | 11 | 05/17/2019 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Mark E Jones | 261512 | 11 | 02/25/2014 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Mark E Jones | 261512 | 11 | 05/26/2009 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Mark E Jones | 261512 | 11 | 04/16/2007 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Mark E Jones | 261512 | 11 | 12/02/2002 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Mark E Jones | 261512 | 11 | 04/15/2002 | Customer Dispute | Award / Judgment | $2,700,000.00 | $400,000.00 | See FINRA Report |
| Mark E Jones | 261512 | 11 | 12/08/1995 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| Mark E Jones | 261512 | 11 | 09/21/1992 | Customer Dispute | Settled | $17,500.00 | $0.00 | See FINRA Report |
| Mark E Jones | 261512 | 11 | 10/01/1990 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Mark E Jones | 261512 | 11 | 08/11/1973 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |