Our Staff has compiled our research into a database of FINRA Disclosures for David Aubrey Dunfee. Search or filter the database to find more about this broker.
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Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
David Aubrey Dunfee | 2607525 | 3 | 05/07/2021 | Customer Dispute | Settled | $48,000.00 | $0.00 | See FINRA Report |
David Aubrey Dunfee | 2607525 | 3 | 09/04/2018 | Customer Dispute | Settled | $67,337.20 | $0.00 | See FINRA Report |
David Aubrey Dunfee | 2607525 | 3 | 04/02/2004 | Customer Dispute | Denied | $5,767.00 | $0.00 | See FINRA Report |