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FINRA Disclosures for David Aubrey Dunfee

Our Staff has compiled our research into a database of FINRA Disclosures for David Aubrey Dunfee. Search or filter the database to find more about this broker.

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Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
David Aubrey Dunfee2607525305/07/2021Customer DisputeSettled$48,000.00$0.00See FINRA Report
David Aubrey Dunfee2607525309/04/2018Customer DisputeSettled$67,337.20$0.00See FINRA Report
David Aubrey Dunfee2607525304/02/2004Customer DisputeDenied$5,767.00$0.00See FINRA Report

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