Our Staff has compiled our research into a database of FINRA Disclosures for Alan David Tom. Search or filter the database to find more about this broker.
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| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Alan David Tom | 2589962 | 3 | 05/09/2003 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Alan David Tom | 2589962 | 3 | 11/09/2001 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Alan David Tom | 2589962 | 3 | 07/13/2000 | Customer Dispute | Closed-No Action | $110,000.00 | $0.00 | See FINRA Report |