Our Staff has compiled our research into a database of FINRA Disclosures for Mario Kai Ming Yim. Search or filter the database to find more about this broker.
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| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Mario Kai Ming Yim | 2565839 | 2 | 03/05/2003 | Customer Dispute | Award / Judgment | $110,000.00 | $44,000.00 | See FINRA Report |
| Mario Kai Ming Yim | 2565839 | 2 | 04/02/2001 | Customer Dispute | Closed-No Action | $150,000.00 | $0.00 | See FINRA Report |