Our Staff has compiled our research into a database of FINRA Disclosures for James Allen Jacobs. Search or filter the database to find more about this broker.
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Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
James Allen Jacobs | 256420 | 7 | 07/02/2019 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
James Allen Jacobs | 256420 | 7 | 09/01/2018 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
James Allen Jacobs | 256420 | 7 | 10/21/2016 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
James Allen Jacobs | 256420 | 7 | 03/14/2013 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
James Allen Jacobs | 256420 | 7 | 11/04/2009 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
James Allen Jacobs | 256420 | 7 | 11/16/1998 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
James Allen Jacobs | 256420 | 7 | 03/18/1997 | Customer Dispute | Settled | $80,000.00 | $0.00 | See FINRA Report |