Our Staff has compiled our research into a database of FINRA Disclosures for Kenneth Elton Smith. Search or filter the database to find more about this broker.
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| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Kenneth Elton Smith | 2532953 | 13 | 09/25/2006 | Customer Dispute | Settled | $95,938.00 | $0.00 | See FINRA Report |
| Kenneth Elton Smith | 2532953 | 13 | 08/02/2005 | Customer Dispute | Settled | $500,000.00 | $0.00 | See FINRA Report |
| Kenneth Elton Smith | 2532953 | 13 | 04/08/2005 | Customer Dispute | Pending | $100,000.00 | $0.00 | See FINRA Report |
| Kenneth Elton Smith | 2532953 | 13 | 12/08/2004 | Customer Dispute | Settled | $5,144.23 | $0.00 | See FINRA Report |
| Kenneth Elton Smith | 2532953 | 13 | 07/20/2004 | Customer Dispute | Denied | $60,000.00 | $0.00 | See FINRA Report |
| Kenneth Elton Smith | 2532953 | 13 | 11/03/2003 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Kenneth Elton Smith | 2532953 | 13 | 10/08/2002 | Customer Dispute | Settled | $36,547.00 | $0.00 | See FINRA Report |
| Kenneth Elton Smith | 2532953 | 13 | 05/09/2002 | Customer Dispute | Denied | $538,897.00 | $0.00 | See FINRA Report |
| Kenneth Elton Smith | 2532953 | 13 | 01/10/2002 | Customer Dispute | Award / Judgment | $219,362.00 | $27,000.00 | See FINRA Report |
| Kenneth Elton Smith | 2532953 | 13 | 04/25/2001 | Customer Dispute | Denied | $8,000.00 | $0.00 | See FINRA Report |