Our Staff has compiled our research into a database of FINRA Disclosures for Francis Xavier Amsler. Search or filter the database to find more about this broker.
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Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Francis Xavier Amsler | 2526813 | 14 | 11/19/2020 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
Francis Xavier Amsler | 2526813 | 14 | 11/13/2020 | Customer Dispute | Award / Judgment | $1,775,430.00 | $0.00 | See FINRA Report |
Francis Xavier Amsler | 2526813 | 14 | 11/04/2020 | Customer Dispute | Denied | $1,775,430.00 | $0.00 | See FINRA Report |
Francis Xavier Amsler | 2526813 | 14 | 04/07/2020 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |