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FINRA Disclosures for Francis Xavier Amsler

Our Staff has compiled our research into a database of FINRA Disclosures for Francis Xavier Amsler. Search or filter the database to find more about this broker.

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Displaying 10 out of 14 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Francis Xavier Amsler25268131407/21/2022Customer DisputeSettled$0.00$0.00See FINRA Report
Francis Xavier Amsler25268131402/05/2021Customer DisputeSettled$850,000.00$0.00See FINRA Report
Francis Xavier Amsler25268131401/28/2021Customer DisputeSettled$1,500,000.00$0.00See FINRA Report
Francis Xavier Amsler25268131401/12/2021Customer DisputeSettled$450,000.00$0.00See FINRA Report
Francis Xavier Amsler25268131412/16/2020Customer DisputeSettled$1,000,000.00$0.00See FINRA Report
Francis Xavier Amsler25268131412/15/2020Customer DisputeAward / Judgment$1,000,000.00$0.00See FINRA Report
Francis Xavier Amsler25268131412/11/2020Customer DisputeSettled$700,000.00$0.00See FINRA Report
Francis Xavier Amsler25268131412/07/2020Customer DisputeAward / Judgment$749,555.00$0.00See FINRA Report
Francis Xavier Amsler25268131412/07/2020Customer DisputeAward / Judgment$5,000,000.00$0.00See FINRA Report
Francis Xavier Amsler25268131411/19/2020Customer DisputeSettled$0.00$0.00See FINRA Report

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