Our Staff has compiled our research into a database of FINRA Disclosures for Kevin Arthur Penrod. Search or filter the database to find more about this broker.
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Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Kevin Arthur Penrod | 2465500 | 4 | 06/28/2012 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
Kevin Arthur Penrod | 2465500 | 4 | 07/08/2008 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
Kevin Arthur Penrod | 2465500 | 4 | 10/08/2007 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
Kevin Arthur Penrod | 2465500 | 4 | 04/16/2004 | Customer Dispute | Denied | $11,000.00 | $0.00 | See FINRA Report |