Our Staff has compiled our research into a database of FINRA Disclosures for James Hampton Simmons. Search or filter the database to find more about this broker.
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Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
James Hampton Simmons | 2438224 | 13 | 08/18/2000 | Customer Dispute | Settled | $6,700.00 | $0.00 | See FINRA Report |
James Hampton Simmons | 2438224 | 13 | 06/28/2000 | Customer Dispute | Settled | $105,000.00 | $0.00 | See FINRA Report |
James Hampton Simmons | 2438224 | 13 | 09/23/1999 | Customer Dispute | Pending | $20,000.00 | $0.00 | See FINRA Report |