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FINRA Disclosures for James Hampton Simmons

Our Staff has compiled our research into a database of FINRA Disclosures for James Hampton Simmons. Search or filter the database to find more about this broker.

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Displaying 11-13 out of 13 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
James Hampton Simmons24382241308/18/2000Customer DisputeSettled$6,700.00$0.00See FINRA Report
James Hampton Simmons24382241306/28/2000Customer DisputeSettled$105,000.00$0.00See FINRA Report
James Hampton Simmons24382241309/23/1999Customer DisputePending$20,000.00$0.00See FINRA Report

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