Our Staff has compiled our research into a database of FINRA Disclosures for James Hampton Simmons. Search or filter the database to find more about this broker.
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| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| James Hampton Simmons | 2438224 | 13 | 10/08/2007 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| James Hampton Simmons | 2438224 | 13 | 04/19/2007 | Customer Dispute | Settled | $4,163,540.00 | $0.00 | See FINRA Report |
| James Hampton Simmons | 2438224 | 13 | 03/13/2003 | Customer Dispute | Settled | $500,000.00 | $0.00 | See FINRA Report |
| James Hampton Simmons | 2438224 | 13 | 09/09/2002 | Customer Dispute | Settled | $500,000.00 | $0.00 | See FINRA Report |
| James Hampton Simmons | 2438224 | 13 | 02/26/2002 | Customer Dispute | Settled | $225,000.00 | $0.00 | See FINRA Report |
| James Hampton Simmons | 2438224 | 13 | 02/08/2002 | Customer Dispute | Settled | $1,105,000.00 | $0.00 | See FINRA Report |
| James Hampton Simmons | 2438224 | 13 | 10/15/2001 | Customer Dispute | Settled | $295,000.00 | $0.00 | See FINRA Report |
| James Hampton Simmons | 2438224 | 13 | 03/28/2001 | Customer Dispute | Pending | $7,750.00 | $0.00 | See FINRA Report |
| James Hampton Simmons | 2438224 | 13 | 11/06/2000 | Customer Dispute | Settled | $7,650.00 | $0.00 | See FINRA Report |
| James Hampton Simmons | 2438224 | 13 | 08/28/2000 | Customer Dispute | Pending | $5,000.00 | $0.00 | See FINRA Report |