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FINRA Disclosures for David Jonathan Miller

Our Staff has compiled our research into a database of FINRA Disclosures for David Jonathan Miller. Search or filter the database to find more about this broker.

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Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
David Jonathan Miller2434598505/12/2015Customer DisputeDenied$0.00$0.00See FINRA Report
David Jonathan Miller2434598510/30/2002Customer DisputeClosed-No Action$60,000.00$0.00See FINRA Report
David Jonathan Miller2434598507/10/2002Customer DisputeDenied$16,000.00$0.00See FINRA Report
David Jonathan Miller2434598505/20/2002Customer DisputeAward / Judgment$160,000.00$35,000.00See FINRA Report
David Jonathan Miller2434598510/04/2000Customer DisputeSettled$100,000.00$0.00See FINRA Report

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