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FINRA Disclosures for Shimshon Plotkin

Our Staff has compiled our research into a database of FINRA Disclosures for Shimshon Plotkin. Search or filter the database to find more about this broker.

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Displaying 10 out of 11 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Shimshon Plotkin24318631109/29/2023Customer DisputeSettled$280,000.00$0.00See FINRA Report
Shimshon Plotkin24318631101/30/2023Customer DisputeSettled$300,000.00$0.00See FINRA Report
Shimshon Plotkin24318631106/23/2021Customer DisputeSettled$5,001.00$0.00See FINRA Report
Shimshon Plotkin24318631106/21/2019Customer DisputeSettled$500,000.00$0.00See FINRA Report
Shimshon Plotkin24318631106/20/2016Customer DisputeSettled$1,000,000.00$0.00See FINRA Report
Shimshon Plotkin24318631101/14/2016Customer DisputeDenied$0.00$0.00See FINRA Report
Shimshon Plotkin24318631105/04/2005Customer DisputeSettled$142,388.00$0.00See FINRA Report
Shimshon Plotkin24318631107/28/2003Customer DisputeDenied$90,000.00$0.00See FINRA Report
Shimshon Plotkin24318631110/11/2002Customer DisputeAward / Judgment$586,189.00$25,000.00See FINRA Report
Shimshon Plotkin24318631101/04/2002Customer DisputeAward / Judgment$411,404.00$55,391.10See FINRA Report

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