Our Staff has compiled our research into a database of FINRA Disclosures for Mark Fallon Kregor. Search or filter the database to find more about this broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Mark Fallon Kregor | 2403684 | 11 | 07/15/2021 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Mark Fallon Kregor | 2403684 | 11 | 02/07/2020 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Mark Fallon Kregor | 2403684 | 11 | 10/25/2018 | Customer Dispute | Settled | $595,000.00 | $0.00 | See FINRA Report |
| Mark Fallon Kregor | 2403684 | 11 | 09/10/2018 | Customer Dispute | Settled | $179,791.00 | $0.00 | See FINRA Report |
| Mark Fallon Kregor | 2403684 | 11 | 08/06/2018 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Mark Fallon Kregor | 2403684 | 11 | 08/01/2018 | Customer Dispute | Settled | $185,358.00 | $0.00 | See FINRA Report |
| Mark Fallon Kregor | 2403684 | 11 | 07/20/2017 | Customer Dispute | Settled | $262,366.00 | $0.00 | See FINRA Report |
| Mark Fallon Kregor | 2403684 | 11 | 05/01/2017 | Customer Dispute | Settled | $374,141.00 | $0.00 | See FINRA Report |
| Mark Fallon Kregor | 2403684 | 11 | 11/07/2016 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Mark Fallon Kregor | 2403684 | 11 | 05/21/2015 | Customer Dispute | Settled | $134,989.00 | $0.00 | See FINRA Report |