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FINRA Disclosures for Daniel Allen Barnard

Our Staff has compiled our research into a database of FINRA Disclosures for Daniel Allen Barnard. Search or filter the database to find more about this broker.

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Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Daniel Allen Barnard2403593505/05/2022Customer DisputeSettled$0.00$0.00See FINRA Report
Daniel Allen Barnard2403593505/26/2021Customer DisputeSettled$0.00$0.00See FINRA Report
Daniel Allen Barnard2403593511/20/2018Employment Separation After Allegations$0.00$0.00See FINRA Report
Daniel Allen Barnard2403593506/21/2010Customer DisputeClosed-No Action$0.00$0.00See FINRA Report
Daniel Allen Barnard2403593504/15/2008Employment Separation After Allegations$0.00$0.00See FINRA Report

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