Our Staff has compiled our research into a database of FINRA Disclosures for Steven Rocco Colli. Search or filter the database to find more about this broker.
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| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Steven Rocco Colli | 2398062 | 12 | 09/05/2017 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Steven Rocco Colli | 2398062 | 12 | 02/16/2017 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Steven Rocco Colli | 2398062 | 12 | 01/19/2017 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Steven Rocco Colli | 2398062 | 12 | 10/26/2016 | Customer Dispute | Settled | $39,015.90 | $0.00 | See FINRA Report |
| Steven Rocco Colli | 2398062 | 12 | 05/09/2016 | Customer Dispute | Settled | $150,000.00 | $0.00 | See FINRA Report |
| Steven Rocco Colli | 2398062 | 12 | 06/18/2012 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Steven Rocco Colli | 2398062 | 12 | 07/19/2011 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Steven Rocco Colli | 2398062 | 12 | 04/22/2009 | Customer Dispute | Denied | $12,984.00 | $0.00 | See FINRA Report |
| Steven Rocco Colli | 2398062 | 12 | 01/07/2008 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Steven Rocco Colli | 2398062 | 12 | 11/29/2003 | Customer Dispute | Settled | $4,400.00 | $0.00 | See FINRA Report |