Our Staff has compiled our research into a database of FINRA Disclosures for Joseph Angelo Auteri. Search or filter the database to find more about this broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Joseph Angelo Auteri | 2390615 | 9 | 02/28/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Joseph Angelo Auteri | 2390615 | 9 | 01/08/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Joseph Angelo Auteri | 2390615 | 9 | 07/31/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Joseph Angelo Auteri | 2390615 | 9 | 05/31/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Joseph Angelo Auteri | 2390615 | 9 | 11/30/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Joseph Angelo Auteri | 2390615 | 9 | 11/07/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
Joseph Angelo Auteri | 2390615 | 9 | 11/07/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
Joseph Angelo Auteri | 2390615 | 9 | 04/17/2018 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
Joseph Angelo Auteri | 2390615 | 9 | 07/30/2013 | Customer Dispute | Denied | $18,809.80 | $0.00 | See FINRA Report |