Our Staff has compiled our research into a database of FINRA Disclosures for Guilford Ward Nergard. Search or filter the database to find more about this broker.
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| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Guilford Ward Nergard | 2360614 | 8 | 09/02/2022 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Guilford Ward Nergard | 2360614 | 8 | 05/12/2021 | Customer Dispute | Settled | $383,584.00 | $0.00 | See FINRA Report |
| Guilford Ward Nergard | 2360614 | 8 | 03/11/2021 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Guilford Ward Nergard | 2360614 | 8 | 11/06/2020 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Guilford Ward Nergard | 2360614 | 8 | 10/13/2020 | Customer Dispute | Pending | $158,434.00 | $0.00 | See FINRA Report |
| Guilford Ward Nergard | 2360614 | 8 | 06/26/2008 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Guilford Ward Nergard | 2360614 | 8 | 08/17/2004 | Customer Dispute | Settled | $12,949.30 | $0.00 | See FINRA Report |
| Guilford Ward Nergard | 2360614 | 8 | 07/26/2002 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |