Our Staff has compiled our research into a database of FINRA Disclosures for Michael Howard Rosenmayer. Search or filter the database to find more about this broker.
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Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Michael Howard Rosenmayer | 2352488 | 23 | 10/12/2009 | Customer Dispute | Award / Judgment | $15,406.00 | $17,121.00 | See FINRA Report |
Michael Howard Rosenmayer | 2352488 | 23 | 06/03/2009 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
Michael Howard Rosenmayer | 2352488 | 23 | 06/02/2009 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
Michael Howard Rosenmayer | 2352488 | 23 | 02/01/2006 | Customer Dispute | Denied | $52,416.00 | $0.00 | See FINRA Report |
Michael Howard Rosenmayer | 2352488 | 23 | 10/03/2005 | Customer Dispute | Settled | $50,000.00 | $0.00 | See FINRA Report |
Michael Howard Rosenmayer | 2352488 | 23 | 04/04/2005 | Customer Dispute | Settled | $30,000.00 | $0.00 | See FINRA Report |
Michael Howard Rosenmayer | 2352488 | 23 | 05/28/2004 | Customer Dispute | Settled | $130,000.00 | $0.00 | See FINRA Report |
Michael Howard Rosenmayer | 2352488 | 23 | 03/22/2004 | Customer Dispute | Denied | $25,300.00 | $0.00 | See FINRA Report |
Michael Howard Rosenmayer | 2352488 | 23 | 08/09/2001 | Customer Dispute | Settled | $68,474.00 | $0.00 | See FINRA Report |
Michael Howard Rosenmayer | 2352488 | 23 | 03/30/2001 | Customer Dispute | Settled | $80,000.00 | $0.00 | See FINRA Report |