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FINRA Disclosures for Michael Howard Rosenmayer

Our Staff has compiled our research into a database of FINRA Disclosures for Michael Howard Rosenmayer. Search or filter the database to find more about this broker.

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Displaying 11-20 out of 23 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Michael Howard Rosenmayer23524882310/12/2009Customer DisputeAward / Judgment$15,406.00$17,121.00See FINRA Report
Michael Howard Rosenmayer23524882306/03/2009Customer DisputeDenied$0.00$0.00See FINRA Report
Michael Howard Rosenmayer23524882306/02/2009Customer DisputeDenied$0.00$0.00See FINRA Report
Michael Howard Rosenmayer23524882302/01/2006Customer DisputeDenied$52,416.00$0.00See FINRA Report
Michael Howard Rosenmayer23524882310/03/2005Customer DisputeSettled$50,000.00$0.00See FINRA Report
Michael Howard Rosenmayer23524882304/04/2005Customer DisputeSettled$30,000.00$0.00See FINRA Report
Michael Howard Rosenmayer23524882305/28/2004Customer DisputeSettled$130,000.00$0.00See FINRA Report
Michael Howard Rosenmayer23524882303/22/2004Customer DisputeDenied$25,300.00$0.00See FINRA Report
Michael Howard Rosenmayer23524882308/09/2001Customer DisputeSettled$68,474.00$0.00See FINRA Report
Michael Howard Rosenmayer23524882303/30/2001Customer DisputeSettled$80,000.00$0.00See FINRA Report

23 Results

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