Our Staff has compiled our research into a database of FINRA Disclosures for Scott Douglas Williams. Search or filter the database to find more about this broker.
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| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Scott Douglas Williams | 2330693 | 6 | 09/30/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Scott Douglas Williams | 2330693 | 6 | 05/27/2022 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Scott Douglas Williams | 2330693 | 6 | 06/10/2020 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Scott Douglas Williams | 2330693 | 6 | 02/15/2019 | Customer Dispute | Settled | $79,299.80 | $0.00 | See FINRA Report |
| Scott Douglas Williams | 2330693 | 6 | 07/10/2018 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Scott Douglas Williams | 2330693 | 6 | 01/26/2009 | Customer Dispute | Denied | $112,011.00 | $0.00 | See FINRA Report |