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FINRA Disclosures for Carey Lee Koele

Our Staff has compiled our research into a database of FINRA Disclosures for Carey Lee Koele. Search or filter the database to find more about this broker.

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Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Carey Lee Koele23116411001/26/2018Customer DisputeDenied$5,323.00$0.00See FINRA Report
Carey Lee Koele23116411003/12/2003Customer DisputeDenied$5,000.00$0.00See FINRA Report
Carey Lee Koele23116411003/07/2003Customer DisputeDenied$5,000.00$0.00See FINRA Report
Carey Lee Koele23116411012/05/2002Customer DisputeDenied$5,000.00$0.00See FINRA Report
Carey Lee Koele23116411012/05/2002Customer DisputeSettled$5,000.00$0.00See FINRA Report
Carey Lee Koele23116411012/02/2002Customer DisputeDenied$5,000.00$0.00See FINRA Report
Carey Lee Koele23116411010/30/2002Employment Separation After Allegations$0.00$0.00See FINRA Report
Carey Lee Koele23116411010/18/2001Customer DisputeDenied$100,000.00$0.00See FINRA Report
Carey Lee Koele23116411002/23/2000Customer DisputeDenied$5,000.00$0.00See FINRA Report
Carey Lee Koele23116411009/28/1999Customer DisputeDenied$5,000.00$0.00See FINRA Report

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