Our Staff has compiled our research into a database of FINRA Disclosures for Carey Lee Koele. Search or filter the database to find more about this broker.
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Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Carey Lee Koele | 2311641 | 10 | 01/26/2018 | Customer Dispute | Denied | $5,323.00 | $0.00 | See FINRA Report |
Carey Lee Koele | 2311641 | 10 | 03/12/2003 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
Carey Lee Koele | 2311641 | 10 | 03/07/2003 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
Carey Lee Koele | 2311641 | 10 | 12/05/2002 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
Carey Lee Koele | 2311641 | 10 | 12/05/2002 | Customer Dispute | Settled | $5,000.00 | $0.00 | See FINRA Report |
Carey Lee Koele | 2311641 | 10 | 12/02/2002 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
Carey Lee Koele | 2311641 | 10 | 10/30/2002 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
Carey Lee Koele | 2311641 | 10 | 10/18/2001 | Customer Dispute | Denied | $100,000.00 | $0.00 | See FINRA Report |
Carey Lee Koele | 2311641 | 10 | 02/23/2000 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
Carey Lee Koele | 2311641 | 10 | 09/28/1999 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |