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FINRA Disclosures for Mark Christopher Hughes

Our Staff has compiled our research into a database of FINRA Disclosures for Mark Christopher Hughes. Search or filter the database to find more about this broker.

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Displaying 8 out of 8 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Mark Christopher Hughes2308753811/01/2011Customer DisputeSettled$500,000.00$0.00See FINRA Report
Mark Christopher Hughes2308753810/29/2010RegulatoryFinal$0.00$0.00See FINRA Report
Mark Christopher Hughes2308753810/05/2009Customer DisputeSettled$58,904.00$0.00See FINRA Report
Mark Christopher Hughes2308753806/12/2009Customer DisputeSettled$162,595.00$0.00See FINRA Report
Mark Christopher Hughes2308753802/23/2009Customer DisputeSettled$1,700,000.00$0.00See FINRA Report
Mark Christopher Hughes2308753810/04/2004Customer DisputeDenied$10,000.00$0.00See FINRA Report
Mark Christopher Hughes2308753802/21/2002Customer DisputeSettled$0.00$0.00See FINRA Report
Mark Christopher Hughes2308753802/22/2001Customer DisputePending$5,000.00$0.00See FINRA Report

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