Potomac Analytics' Logo

FINRA Disclosures for Thomas G Gresham

Our Staff has compiled our research into a database of FINRA Disclosures for Thomas G Gresham. Search or filter the database to find more about this broker.

Search by Name, CRD, Disclosures, or Damages:

Filter by:

Sort by:

Displaying 11-16 out of 16 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Thomas G Gresham2296411710/03/2011Customer DisputeDenied$0.00$0.00See FINRA Report
Thomas G Gresham2296411709/13/2010Customer DisputeSettled$327,881.00$0.00See FINRA Report
Thomas G Gresham2296411706/01/2010Customer DisputeSettled$275,000.00$0.00See FINRA Report
Thomas G Gresham2296411710/05/2009Customer DisputeAward / Judgment$237,000.00$260,000.00See FINRA Report
Thomas G Gresham2296411711/19/2008Customer DisputeSettled$0.00$0.00See FINRA Report
Thomas G Gresham2296411702/13/2001Customer DisputeSettled$165,090.00$0.00See FINRA Report

16 Results

Display: