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FINRA Disclosures for Kevin John Canfield

Our Staff has compiled our research into a database of FINRA Disclosures for Kevin John Canfield. Search or filter the database to find more about this broker.

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Displaying 9 out of 9 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Kevin John Canfield2286759907/12/2018Customer DisputeSettled$100,001.00$0.00See FINRA Report
Kevin John Canfield2286759901/13/2016Customer DisputeSettled$0.00$0.00See FINRA Report
Kevin John Canfield2286759901/04/2016Customer DisputeDenied$0.00$0.00See FINRA Report
Kevin John Canfield2286759902/04/2015Customer DisputeDenied$0.00$0.00See FINRA Report
Kevin John Canfield2286759910/23/2012Customer DisputeSettled$0.00$0.00See FINRA Report
Kevin John Canfield2286759908/18/2011Customer DisputeSettled$0.00$0.00See FINRA Report
Kevin John Canfield2286759912/09/2009Customer DisputeDenied$0.00$0.00See FINRA Report
Kevin John Canfield2286759912/06/2005Customer DisputeSettled$450,000.00$0.00See FINRA Report
Kevin John Canfield2286759908/02/2005Customer DisputeSettled$500,000.00$0.00See FINRA Report

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