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FINRA Disclosures for Robert Frank Dwyer

Our Staff has compiled our research into a database of FINRA Disclosures for Robert Frank Dwyer. Search or filter the database to find more about this broker.

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Displaying 10 out of 12 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Robert Frank Dwyer22832951203/19/2024Judgment / Lien$0.00$0.00See FINRA Report
Robert Frank Dwyer22832951204/29/2019Judgment / Lien$0.00$0.00See FINRA Report
Robert Frank Dwyer22832951212/22/2014Judgment / Lien$0.00$0.00See FINRA Report
Robert Frank Dwyer22832951202/18/2014Judgment / Lien$0.00$0.00See FINRA Report
Robert Frank Dwyer22832951203/07/2011Judgment / Lien$0.00$0.00See FINRA Report
Robert Frank Dwyer22832951208/13/2008Judgment / Lien$0.00$0.00See FINRA Report
Robert Frank Dwyer22832951207/29/2008Customer DisputeSettled$0.00$0.00See FINRA Report
Robert Frank Dwyer22832951208/24/2005Judgment / Lien$0.00$0.00See FINRA Report
Robert Frank Dwyer22832951210/27/2004Judgment / Lien$0.00$0.00See FINRA Report
Robert Frank Dwyer22832951206/17/2004Customer DisputeClosed-No Action$249,580.00$0.00See FINRA Report

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