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FINRA Disclosures for Bruce Edward Dowell

Our Staff has compiled our research into a database of FINRA Disclosures for Bruce Edward Dowell. Search or filter the database to find more about this broker.

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Displaying 7 out of 7 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Bruce Edward Dowell2282070707/15/2021Customer DisputeSettled$0.00$0.00See FINRA Report
Bruce Edward Dowell2282070703/24/2016Customer DisputeDenied$0.00$0.00See FINRA Report
Bruce Edward Dowell2282070703/17/2014Customer DisputeClosed-No Action$0.00$0.00See FINRA Report
Bruce Edward Dowell2282070710/17/2008Customer DisputeDenied$0.00$0.00See FINRA Report
Bruce Edward Dowell2282070702/18/2004Customer DisputeSettled$35,000.00$0.00See FINRA Report
Bruce Edward Dowell2282070711/24/2003Customer DisputeDenied$20,575.80$0.00See FINRA Report
Bruce Edward Dowell2282070711/08/2000Customer DisputeDenied$6,522.21$0.00See FINRA Report

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