Our Staff has compiled our research into a database of FINRA Disclosures for David R Garcia. Search or filter the database to find more about this broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| David R Garcia | 2281514 | 23 | 07/30/2014 | Customer Dispute | Settled | $500,000.00 | $0.00 | See FINRA Report |
| David R Garcia | 2281514 | 23 | 06/23/2014 | Customer Dispute | Settled | $1,000,000.00 | $0.00 | See FINRA Report |
| David R Garcia | 2281514 | 23 | 11/17/2005 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |