Our Staff has compiled our research into a database of FINRA Disclosures for David R Garcia. Search or filter the database to find more about this broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| David R Garcia | 2281514 | 23 | 05/07/2018 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| David R Garcia | 2281514 | 23 | 03/21/2018 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| David R Garcia | 2281514 | 23 | 08/22/2017 | Customer Dispute | Settled | $80,000.00 | $0.00 | See FINRA Report |
| David R Garcia | 2281514 | 23 | 12/13/2016 | Customer Dispute | Settled | $2,212,350.00 | $0.00 | See FINRA Report |
| David R Garcia | 2281514 | 23 | 09/19/2016 | Customer Dispute | Settled | $699,000.00 | $0.00 | See FINRA Report |
| David R Garcia | 2281514 | 23 | 08/11/2015 | Customer Dispute | Settled | $4,700,000.00 | $0.00 | See FINRA Report |
| David R Garcia | 2281514 | 23 | 07/06/2015 | Customer Dispute | Settled | $3,000,000.00 | $0.00 | See FINRA Report |
| David R Garcia | 2281514 | 23 | 07/01/2015 | Customer Dispute | Settled | $98,427.60 | $0.00 | See FINRA Report |
| David R Garcia | 2281514 | 23 | 05/14/2015 | Customer Dispute | Settled | $1,000,000.00 | $0.00 | See FINRA Report |
| David R Garcia | 2281514 | 23 | 12/02/2014 | Customer Dispute | Settled | $1,000,000.00 | $0.00 | See FINRA Report |