Our Staff has compiled our research into a database of FINRA Disclosures for David R Garcia. Search or filter the database to find more about this broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| David R Garcia | 2281514 | 23 | 10/09/2019 | Customer Dispute | Settled | $3,067,220.00 | $0.00 | See FINRA Report |
| David R Garcia | 2281514 | 23 | 08/23/2019 | Customer Dispute | Settled | $625,000.00 | $0.00 | See FINRA Report |
| David R Garcia | 2281514 | 23 | 08/05/2019 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| David R Garcia | 2281514 | 23 | 07/31/2019 | Customer Dispute | Settled | $60,000.00 | $0.00 | See FINRA Report |
| David R Garcia | 2281514 | 23 | 04/25/2019 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| David R Garcia | 2281514 | 23 | 03/03/2019 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| David R Garcia | 2281514 | 23 | 12/26/2018 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| David R Garcia | 2281514 | 23 | 10/01/2018 | Customer Dispute | Settled | $250,000.00 | $0.00 | See FINRA Report |
| David R Garcia | 2281514 | 23 | 08/14/2018 | Customer Dispute | Settled | $99,000.00 | $0.00 | See FINRA Report |
| David R Garcia | 2281514 | 23 | 05/23/2018 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |