Our Staff has compiled our research into a database of FINRA Disclosures for William Howard Humphrey. Search or filter the database to find more about this broker.
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| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| William Howard Humphrey | 2276636 | 3 | 01/26/2012 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| William Howard Humphrey | 2276636 | 3 | 02/01/2011 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| William Howard Humphrey | 2276636 | 3 | 09/15/2009 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |