Our Staff has compiled our research into a database of FINRA Disclosures for William Sapione. Search or filter the database to find more about this broker.
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| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| William Sapione | 2273080 | 6 | 02/19/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| William Sapione | 2273080 | 6 | 02/07/2017 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| William Sapione | 2273080 | 6 | 09/15/2014 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| William Sapione | 2273080 | 6 | 04/01/2013 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| William Sapione | 2273080 | 6 | 10/29/1996 | Customer Dispute | Settled | $35,000.00 | $0.00 | See FINRA Report |
| William Sapione | 2273080 | 6 | 05/27/1996 | Customer Dispute | Settled | $350,000.00 | $0.00 | See FINRA Report |