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FINRA Disclosures for Donna Marie Quam

Our Staff has compiled our research into a database of FINRA Disclosures for Donna Marie Quam. Search or filter the database to find more about this broker.

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Displaying 10 out of 13 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Donna Marie Quam22631541310/27/2009Judgment / Lien$0.00$0.00See FINRA Report
Donna Marie Quam22631541308/20/2009Judgment / Lien$0.00$0.00See FINRA Report
Donna Marie Quam22631541306/05/2008Customer DisputeSettled$16,000.00$0.00See FINRA Report
Donna Marie Quam22631541304/18/2008Employment Separation After Allegations$0.00$0.00See FINRA Report
Donna Marie Quam22631541304/18/2008Customer DisputeSettled$5,000.00$0.00See FINRA Report
Donna Marie Quam22631541304/18/2008Customer DisputeSettled$5,000.00$0.00See FINRA Report
Donna Marie Quam22631541304/16/2008Customer DisputeSettled$5,000.00$0.00See FINRA Report
Donna Marie Quam22631541302/18/2008Customer DisputeSettled$5,000.00$0.00See FINRA Report
Donna Marie Quam22631541302/08/2008Customer DisputeSettled$5,000.00$0.00See FINRA Report
Donna Marie Quam22631541302/07/2008Customer DisputeSettled$5,000.00$0.00See FINRA Report

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