Our Staff has compiled our research into a database of FINRA Disclosures for Jay Jeffrey Sims. Search or filter the database to find more about this broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jay Jeffrey Sims | 2259143 | 10 | 12/15/2021 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Jay Jeffrey Sims | 2259143 | 10 | 10/22/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Jay Jeffrey Sims | 2259143 | 10 | 09/05/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jay Jeffrey Sims | 2259143 | 10 | 07/01/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Jay Jeffrey Sims | 2259143 | 10 | 04/10/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Jay Jeffrey Sims | 2259143 | 10 | 08/15/2018 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Jay Jeffrey Sims | 2259143 | 10 | 07/27/2015 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Jay Jeffrey Sims | 2259143 | 10 | 10/27/2014 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Jay Jeffrey Sims | 2259143 | 10 | 04/14/2014 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Jay Jeffrey Sims | 2259143 | 10 | 01/13/2013 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |