Our Staff has compiled our research into a database of FINRA Disclosures for Frank Michael Lucia. Search or filter the database to find more about this broker.
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| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Frank Michael Lucia | 2258356 | 4 | 07/18/2003 | Customer Dispute | Settled | $57,492.00 | $0.00 | See FINRA Report |
| Frank Michael Lucia | 2258356 | 4 | 12/15/1999 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Frank Michael Lucia | 2258356 | 4 | 03/03/1997 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Frank Michael Lucia | 2258356 | 4 | 05/20/1996 | Customer Dispute | Settled | $26,740.00 | $0.00 | See FINRA Report |