Our Staff has compiled our research into a database of FINRA Disclosures for Scott Thomas Penning. Search or filter the database to find more about this broker.
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| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Scott Thomas Penning | 2252909 | 4 | 10/06/2005 | Customer Dispute | Settled | $47,898.30 | $0.00 | See FINRA Report |
| Scott Thomas Penning | 2252909 | 4 | 04/21/2004 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Scott Thomas Penning | 2252909 | 4 | 10/02/2003 | Customer Dispute | Settled | $75,000.00 | $0.00 | See FINRA Report |
| Scott Thomas Penning | 2252909 | 4 | 02/27/2003 | Customer Dispute | Settled | $75,000.00 | $0.00 | See FINRA Report |