Our Staff has compiled our research into a database of FINRA Disclosures for George Ralph Smith. Search or filter the database to find more about this broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| George Ralph Smith | 2250801 | 2 | 01/24/2000 | Customer Dispute | Closed-No Action | $39,606.80 | $0.00 | See FINRA Report |
| George Ralph Smith | 2250801 | 2 | 05/07/1998 | Customer Dispute | Denied | $80,000,000.00 | $0.00 | See FINRA Report |