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FINRA Disclosures for Michael Kenneth Self

Our Staff has compiled our research into a database of FINRA Disclosures for Michael Kenneth Self. Search or filter the database to find more about this broker.

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Displaying 9 out of 9 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Michael Kenneth Self2246403902/03/2003Customer DisputeDenied$0.00$0.00See FINRA Report
Michael Kenneth Self2246403905/14/2002Customer DisputeDenied$72,000.00$0.00See FINRA Report
Michael Kenneth Self2246403909/25/2001Customer DisputeDenied$71,189.00$0.00See FINRA Report
Michael Kenneth Self2246403909/24/2001Customer DisputeDenied$161,939.00$0.00See FINRA Report
Michael Kenneth Self2246403908/27/2001Customer DisputeSettled$5,001.00$0.00See FINRA Report
Michael Kenneth Self2246403903/07/2001Customer DisputeSettled$100,000.00$0.00See FINRA Report
Michael Kenneth Self2246403901/19/1999Customer DisputeSettled$14,000.00$0.00See FINRA Report
Michael Kenneth Self2246403911/11/1998Customer DisputeSettled$11,000.00$0.00See FINRA Report
Michael Kenneth Self2246403911/07/1997Customer DisputeAward / Judgment$100,000.00$40,531.40See FINRA Report

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