Our Staff has compiled our research into a database of FINRA Disclosures for Kelvin William Gold. Search or filter the database to find more about this broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Kelvin William Gold | 223810 | 14 | 09/27/2012 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
Kelvin William Gold | 223810 | 14 | 08/13/2012 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
Kelvin William Gold | 223810 | 14 | 05/15/2007 | Customer Dispute | Denied | $10,595.10 | $0.00 | See FINRA Report |
Kelvin William Gold | 223810 | 14 | 03/27/2007 | Customer Dispute | Denied | $44,421.00 | $0.00 | See FINRA Report |
Kelvin William Gold | 223810 | 14 | 03/09/2006 | Customer Dispute | Withdrawn | $0.00 | $0.00 | See FINRA Report |
Kelvin William Gold | 223810 | 14 | 03/08/2006 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
Kelvin William Gold | 223810 | 14 | 01/03/2006 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
Kelvin William Gold | 223810 | 14 | 02/01/2005 | Customer Dispute | Settled | $67,353.40 | $0.00 | See FINRA Report |
Kelvin William Gold | 223810 | 14 | 06/09/2003 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
Kelvin William Gold | 223810 | 14 | 11/10/2002 | Customer Dispute | Denied | $26,100.00 | $0.00 | See FINRA Report |