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FINRA Disclosures for Matthew Stern Buchsbaum

Our Staff has compiled our research into a database of FINRA Disclosures for Matthew Stern Buchsbaum. Search or filter the database to find more about this broker.

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Displaying 10 out of 19 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Matthew Stern Buchsbaum22205653407/14/2023Customer DisputeSettled$0.00$0.00See FINRA Report
Matthew Stern Buchsbaum22205653408/31/2022Customer DisputeSettled$1,400,000.00$0.00See FINRA Report
Matthew Stern Buchsbaum22205653407/11/2022Customer DisputeSettled$750,000.00$0.00See FINRA Report
Matthew Stern Buchsbaum22205653410/12/2021Customer DisputeSettled$1,500,000.00$0.00See FINRA Report
Matthew Stern Buchsbaum22205653409/28/2020Customer DisputeSettled$600,000.00$0.00See FINRA Report
Matthew Stern Buchsbaum22205653406/15/2020Customer DisputeSettled$1,000,000.00$0.00See FINRA Report
Matthew Stern Buchsbaum22205653406/15/2020Customer DisputeSettled$16,000,000.00$0.00See FINRA Report
Matthew Stern Buchsbaum22205653403/27/2020Customer DisputeSettled$1,600,000.00$0.00See FINRA Report
Matthew Stern Buchsbaum22205653412/18/2019Customer DisputeSettled$500,000.00$0.00See FINRA Report
Matthew Stern Buchsbaum22205653409/24/2019Customer DisputeSettled$750,000.00$0.00See FINRA Report

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