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FINRA Disclosures for Wanda Pittman Sears

Our Staff has compiled our research into a database of FINRA Disclosures for Wanda Pittman Sears. Search or filter the database to find more about this broker.

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Displaying 11-20 out of 29 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Wanda Pittman Sears22144192901/07/2004Customer DisputeSettled$2,025.00$0.00See FINRA Report
Wanda Pittman Sears22144192910/08/2003Customer DisputeClosed-No Action$5,000.00$0.00See FINRA Report
Wanda Pittman Sears22144192907/24/2003Customer DisputeSettled$21,758.00$0.00See FINRA Report
Wanda Pittman Sears22144192907/21/2003Customer DisputeClosed-No Action$5,000.00$0.00See FINRA Report
Wanda Pittman Sears22144192909/24/2002Investigation$0.00$0.00See FINRA Report
Wanda Pittman Sears22144192909/11/2002Customer DisputeSettled$8,371.00$0.00See FINRA Report
Wanda Pittman Sears22144192908/21/2002Customer DisputeSettled$6,500.00$0.00See FINRA Report
Wanda Pittman Sears22144192907/29/2002Customer DisputeSettled$19,780.00$0.00See FINRA Report
Wanda Pittman Sears22144192907/10/2002Customer DisputeSettled$47,295.40$0.00See FINRA Report
Wanda Pittman Sears22144192906/14/2002Customer DisputeClosed-No Action$20,000.00$0.00See FINRA Report

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