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FINRA Disclosures for Mark Bernard Lublin

Our Staff has compiled our research into a database of FINRA Disclosures for Mark Bernard Lublin. Search or filter the database to find more about this broker.

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Displaying 10 out of 15 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Mark Bernard Lublin22139121508/19/2014RegulatoryFinal$0.00$0.00See FINRA Report
Mark Bernard Lublin22139121512/20/2005Customer DisputeSettled$7,182.00$0.00See FINRA Report
Mark Bernard Lublin22139121509/19/2005Customer DisputeSettled$7,185.00$0.00See FINRA Report
Mark Bernard Lublin22139121504/06/2005Customer DisputeSettled$357,239.00$0.00See FINRA Report
Mark Bernard Lublin22139121503/21/2005Customer DisputeSettled$12,961.30$0.00See FINRA Report
Mark Bernard Lublin22139121502/02/2005RegulatoryFinal$0.00$0.00See FINRA Report
Mark Bernard Lublin22139121510/25/2004Customer DisputeDenied$10,046.20$0.00See FINRA Report
Mark Bernard Lublin22139121508/13/2004Employment Separation After Allegations$0.00$0.00See FINRA Report
Mark Bernard Lublin22139121504/21/2004Customer DisputeSettled$17,442.00$0.00See FINRA Report
Mark Bernard Lublin22139121501/22/2004Customer DisputeSettled$30,000.00$0.00See FINRA Report

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