Our Staff has compiled our research into a database of FINRA Disclosures for William Trell Keen. Search or filter the database to find more about this broker.
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| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| William Trell Keen | 2212517 | 10 | 10/22/2007 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| William Trell Keen | 2212517 | 10 | 05/17/2007 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| William Trell Keen | 2212517 | 10 | 02/03/2006 | Customer Dispute | Settled | $500,000.00 | $0.00 | See FINRA Report |
| William Trell Keen | 2212517 | 10 | 09/14/2005 | Customer Dispute | Settled | $30,000.00 | $0.00 | See FINRA Report |
| William Trell Keen | 2212517 | 10 | 07/22/2005 | Customer Dispute | Settled | $150,000.00 | $0.00 | See FINRA Report |
| William Trell Keen | 2212517 | 10 | 02/29/2004 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| William Trell Keen | 2212517 | 10 | 01/09/2004 | Customer Dispute | Settled | $103,000.00 | $0.00 | See FINRA Report |
| William Trell Keen | 2212517 | 10 | 06/18/2003 | Customer Dispute | Settled | $250,000.00 | $0.00 | See FINRA Report |
| William Trell Keen | 2212517 | 10 | 04/11/2003 | Customer Dispute | Settled | $441,000.00 | $0.00 | See FINRA Report |
| William Trell Keen | 2212517 | 10 | 06/01/2001 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |