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FINRA Disclosures for Samuel Cabot Clark

Our Staff has compiled our research into a database of FINRA Disclosures for Samuel Cabot Clark. Search or filter the database to find more about this broker.

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Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Samuel Cabot Clark2205783306/10/2021Customer DisputeSettled$1,000,000.00$0.00See FINRA Report
Samuel Cabot Clark2205783302/21/2013Employment Separation After Allegations$0.00$0.00See FINRA Report
Samuel Cabot Clark2205783303/07/2011Customer DisputeSettled$0.00$0.00See FINRA Report

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